Svp Global Wealth Regulatory Engagement Senior Officer Exam Lead And Ongoing Supervision

Profile

SVP Global Wealth Regulatory Engagement Senior Officer – Exam Lead and Ongoing Supervision

The candidate will manage and monitor assigned regulatory examinations to achieve full compliance; requires directing a cross-functional team including, but not limited to, the Firms Global Wealth business (e.g., Firms Private Bank, Citygold, Citigold Private Client), ICRM, Legal, Operations, Independent Risk, Internal Audit, and other cross-functional partners. Will establish and sustain strong project management disciplines and routines with clear accountability for the business and key stakeholders from the regulatory examination planning period through formal management response to regulatory supervisory letters. Establish and lead formal communication processes with the regulatory agencies to provide transparency to the business through regular business updates (i.e., meetings) and routines. Provide updates to executive management and regulatory agencies on status of regulatory examinations, including progress against deliverables, risks identified, and any other potential impacts. Collaborate with PBWM and Firms Global Wealth business leaders to identity/escalate any critical examination findings/issues, decisions, roadblocks, or delivery concerns to management. Understand regulatory frameworks and key regulatory priorities. Ensure alignment on approach to regulatory examinations and regulatory interactions (i.e., meetings, ad hoc requests) across the Firms Global Wealth businesses, where applicable. Acts as a thought leader by developing and promoting a standardized approach to regulatory management across the organization. Promotes awareness of trends raised during exams and ongoing supervision and drives that message across the organization. Provides insight to legal entity impact of exams and regulatory priorities as applied to Citybank and Citygroup. Analyze regulatory reports, Management Information Systems, and make recommendations to enhance the regulatory engagement remit.

Additional Information

Req ID 22525144

Company info

Citigroup, Inc
One Court Square
New York
New York
United States 11120
Website : http://www.citigroup.com