Location
Los Angeles, CA, United States
Posted on
Sep 28, 2020
Profile
General Counsel
Duties: Supervise the General Services Manager and perform decision making of high-level General Service issues including but not limited to facilities, purchasing, leasing and other related matters. Supervise the Corporate Services personnel and matters including the mail distribution and receptionist and executive assistant services at the headquarters building. Supervise defense litigation and evaluation of performance and billing of outside counsels. Supervise legal assistance provided to the branches, back office departments, including Operations and Legal Processing as well as the senior management and the board of directors (board secretary duties). Supervise legal assistance provided to managers on third party vendor contracts. Supervise legal due diligence and performance of other legal matters related to any mergers and acquisitions. Supervise legal assistance provided on Section 16 filings and any SEC, FRB, FDIC, DBO and Secretary of State filings or matters, including but not limited to: 8-Ks, Proxy Statements and 10K or 10Q preparations. Advise on stock option plan related issues and manage/monitor insider trading policy compliance and trading window notifications. Supervise legal responsibility for D&O, FI Bond, and Property/Casualty Insurance related matters, including tendering claims and ensuring timely renewals. Comply with the Company’s policies and procedures including, but not limited to, the BSA and Financial Privacy procedures, and the Code of Ethics and Business Conduct. Attend training provided on bank laws and regulations and the Company’s policies and procedures. Remain current on all significant laws, regulations and cases affecting assigned Company operations. Cooperate with and respond to all internal and external audit and regulatory requests. Comply with the Bank’s security program, including: Review and comply with the End-User Computing Agreement; Acquire good knowledge on functions and usage of computer systems as related to the assigned job functions. Be current and knowledgeable in industry’s trend in safeguarding the Bank against confidential data leak, identity theft, fraudulent activities, and computer security threats. Reports suspicious activities to manager, Chief Risk Officer or Information Security Officer.
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