Compliance Director I

Profile

Compliance Director I

The candidate will develop and maintain a robust compliance program, with a focus on compliance with Section 1071, and other small business regulatory guidance related to the implementation and execution of the new legislation. Provide strategic leadership to set strategy and assist in the design and implementation of the enterprise program for compliance with Section 1071. Identify and mitigate compliance risks proactively and maintaining a strong regulatory relationship with all applicable regulators. Develop sufficient internal controls to promote an effective compliance control environment related to Section 1071. Perform periodic risk assessments and monitoring of business and operational activities to identify compliance gaps or reporting deficiencies and potential exposure related to Section 1071. This role will work closely with other team members of the Fair & Responsible Banking Compliance Group to ensure that results and data analysis is performed to meet regulatory requirements. Partnering with business units to remediate compliance findings identified in internal and external examinations and audits. Provide reports and summaries of compliance risks for aggregation up to Risk Committees, as applicable. Keep pace of demands of business by anticipating problems, offering appropriate solutions and providing the necessary leadership to implement changes effectively. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience is required. MBA, Juris Doctorate or other advanced degree is preferred. Should have 12+ years of financial industry experience, including compliance/risk management and leadership/managerial/project management experience. Should preferably have 10+ years of compliance experience at medium to large financial institution. Should be Certified Regulatory Compliance Manager (CRCM).

Additional Information

Job ID: R0069786

Company info

Truist Financial Corporation
112 south tryon street
Charlotte
North Carolina
United States 28284
Website : https://www.truist.com/