Compliance Product Senior Officer I - Global CCB Commercial Lending and US CCB ICRM

Profile

Compliance Product Senior Officer I - Global CCB Commercial Lending and US CCB ICRM

Duties: Serves as a senior Commercial Bank Global Lending and US compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet CCB customer needs in a manner consistent with the program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM. Translates ICRM strategy and goals across clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs. Serving as a subject matter expert on Compliance programs and implement global connectivity across ICRM teams supporting CCB Commercial Bank Lending.. Provides expert guidance on Lending and Liability/Deposit based products and regulations on a real-time basis to manage compliance risk. Member of the Commercial Lending Global Leadership Team. CCB-US ICRM lead performing and working with CCB In-Business Control on ICG Policy Gap analysis. Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings. Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported Commercial Bank. Analysing and scoping the impact of new and complex regulatory developments and communicating across senior Commercial Bank management, including applicable cross-border impact. Advising ICRM and Commercial Bank and Commercial Bank Lending senior management and personnel on regulatory and compliance issues and provide credible challenge. Participating in industry groups and trade association working groups or other forums. Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements. Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. Designing and lead compliance and control reviews. Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance. Additional duties as assigned.

Additional Information

Ref. 20190758

Company info

Citigroup, Inc
One Court Square
New York
New York
United States 11120
Website : http://www.citigroup.com