Senior Investment Management Associate

Profile

Job Overview:
A nationally recognized law firm is seeking a Senior Investment Management Associate to join its growing Investment Management practice. This position is ideal for an experienced attorney with deep expertise in regulatory and transactional matters involving investment companies and advisors. The role includes client advisory responsibilities, attendance at board meetings, and handling complex issues under the Investment Company Act of 1940 and the Investment Advisers Act of 1940. A strong understanding of the broader investment management ecosystem—including ETFs, hedge funds, broker-dealers, and registered funds—is essential. Candidates with backgrounds in government or in-house legal departments are welcome, though prior law firm experience is strongly preferred.

Location:

• Atlanta, GA

Duties:

• Advise investment companies and advisers on regulatory compliance and governance under the Investment Company Act of 1940 and the Investment Advisers Act of 1940

• Counsel clients in connection with the formation, registration, and operation of registered funds, ETFs, hedge funds, and broker-dealers

• Attend and advise on board meetings, including interpreting complex regulatory requirements for directors and officers

• Support clients on transactional matters and SEC filings

• Assist in the development and implementation of compliance programs

• Collaborate with internal teams and clients on a range of legal and business matters

• Participate in strategic business development initiatives

Requirements:

• Minimum 6 years of experience practicing in investment management law

• Prior experience with issues affecting registered investment companies and investment advisers

• Familiarity with fund governance, disclosure obligations, and regulatory compliance matters

• At least 3 years of experience in a law firm setting (strongly preferred)

• Candidates with experience in government or in-house counsel roles encouraged to apply

Education:

• Juris Doctor (J.D.) from an accredited law school with strong academic credentials

Certifications:

• Active license to practice law in the relevant state of office location, or eligibility to obtain admission promptly

Skills:

• Deep understanding of securities laws and investment regulation

• Strong client service orientation and business development mindset

• Ability to interpret and explain complex regulatory frameworks to clients

• Excellent writing, communication, and analytical skills

• Comfortable managing high-level responsibilities and maintaining attention to detail

Benefits:

• Opportunity to join a nationally expanding investment management practice

• Collaborative work environment with exposure to high-profile clients

• Flexible office locations with a growing national presence

• Business development support and potential for career advancement

• No portable book of business required

Company info

BCG Attorney Search
400 Perimeter Center Ter NE Ste 900
Atlanta
Georgia
United States 30346
Phone : 770-450-2000
Fax : (213) 895-7306