Experience
7 yrs required
Location
Boston, MA, United States
Posted on
Dec 02, 2022
Profile
Compliance Officer
Duties: Administer the firm’s Code of Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operating procedures, including: Affiliated Underwriting Compliance, Corporate Charitable Contributions Oversight, Non-Access Directors Compliance Process, Affiliated Funds List Administration. Assist with the development and delivery of compliance training to Holding Company staff. Build and maintain operational procedures.
Company info
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