Finance Jobs in Farmers Branch

Legal Bill Auditor Duties: Provides quality service to all customers. Receives legal bill assignments from the Team Manager and or works the intake queue for self assignments. Verifies the accuracy..

Compliance & Legal Analyst Review of Fund and Adviser advertising for compliance with the Securities Act of 1933, the 1940 Act, and the Advisers Act, and SEC rules thereunder, and..

Associate Counsel Institutional Investments and Corporate Services Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates through which those activities may be conducted. Work directly..

Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range..

Senior Manager Compliance Advisor- Auto Finance Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary. Identify trends..

Global Financial Crimes Compliance Testing, Assistant Vice President Duties: Responsible for supporting the Global Financial Crimes Compliance Testing (“GFCCT”) function in performing deep dives and targeted risk-based thematic reviews of..

Senior Lending Compliance Officer, Vice President Responsibilities: Lead regulatory change management program for lending compliance. Provide compliance-related guidance regarding products/ services, new initiatives, complaints and issues resolution. Monitor for regulatory..

Litigation Paralegal Duties: Correspond with internal departments, clients, and counsel on file matters/issues. Notify clients promptly upon receipt of defensive litigation to obtain necessary approvals to retain counsel and take..

Senior Lending Compliance Officer, Vice President Responsibilities: Provide compliance-related guidance regarding products/ services, new initiatives, complaints and issues resolution. Monitor for regulatory change, perform analysis of changes, and oversee business..

Staff Counsel II The candidate will be responsible for the competent, ethical and diligent representation of company and its carriers in all assigned cases including preparation of pleadings, motions, pre-trial..

Manager Compliance, Personal Securities Trading The candidate will lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance..