Finance Jobs

Vice President Corporate Counsel The candidate will join the Annuities Law Department. Will provide counsel and support to Prudential’s Annuities business on variable and fixed annuity product development, maintenance and..

Assistant General Counsel Duties: Contract review and drafting. Legal research. Ensuring compliance with state and federal requirements. Interacting positively with regulatory agencies. Assisting outside counsel. Coordinating responses to discovery. Providing..

Vice President, Corporate Counsel, Retail Advice And Solutions The candidate will be responsible for: Providing thought leadership and support as a key member of the distribution legal team. Address full..

Manager Compliance, Personal Securities Trading Duties: Lead, coach and develop onshore and offshore teams. Support department audits and exams. Oversee all day-to-day operations which consist of reviewing compliance reports, managing..

Director Compliance Fixed Income Duties: Promote reputation for ethics and integrity. Address regulatory compliance issues relating to Fixed Income fund investment and product development, including private fund regulation and related..

Paralegal Duties: Managing the preparation and filing of mutual fund registration statements as well as other federal securities filings. Achieving proficiency in using various web-based applications and tools utilized by..