Lpl Financial Jobs

Vice President -- Advanced Planning Consultant The candidate will support advisors with case development and strategies for high net worth and high income clients. Collaborate with Private Client, Financial Planning,..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

Tax Planning Associate The candidate will perform reviews of individual tax returns, business tax returns, and information on end-clients tax situation, working closely with other members of our Planning and..

Tax Planning Associate The candidate will perform reviews of individual tax returns, business tax returns, and information on end-clients tax situation, working closely with other members of our Planning and..

VP, Assistant General Counsel The candidate will serve as the Corporate Law group’s lead attorney for the support of LSG’s projects, initiatives and product offerings. Integrate within the LSG team..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team..

Head of Financial Risk Management The candidate will drive the approach and all financial risk management activities of the firm. Develop, operationalize, and maintain robust enhancements to market, credit, and..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

Senior Analyst - Program Manager, Corporate Real Estate The candidate will be partner with functional leads, internal stakeholders, and third party vendors to actively manage execution, and monitor project milestones;..

VP, Associate Counsel Investigations The candidate is responsible for investigating matters involving potential fraud and/or misconduct by the Firm’s associated persons, employees, contractors and vendors, as well activities, business practices..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

Vice President -- Advanced Planning Consultant The candidate will support advisors with case development and strategies for high net worth and high income clients. Collaborate with Private Client, Financial Planning,..

Senior Analyst - Program Manager, Corporate Real Estate The candidate will be partner with functional leads, internal stakeholders, and third party vendors to actively manage execution, and monitor project milestones;..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..

VP, Complex Product Supervision The candidate will be driving, cultivating, and institutionalizing a sustained and focused effort to enhance risk controls, identifying appropriate service level agreements, and addressing performance via..