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eDiscovery Attorney Duties: Manage day-to-day DART (Discovery and Response Team) operations for the Americas, including the resolution of issues, implementation of change initiatives, customer outreach, on-boarding and training of new..
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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch..
Associate General Counsel Duties: Provide legal coverage to UBS Asset Management’s derivatives and trading activities globally. Negotiate trading documentation for full range of over-the-counter (OTC) and exchange-traded derivatives products, as..
Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance,..
Equities Compliance And Operational Risk Officer The candidate will act as a compliance subject-matter expert for the FX, Rates and Credit division of the Investment Bank; guide, challenge and advise..
Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads..
Associate Wealth Strategist Duties: independently review estate planning documents (e.g., Wills, Living Trusts, and Irrevocable Trusts) to create a current estate analysis, including estimated estate and income tax calculations; assist..
Americas Compliance & Operational Risk Control Chief of Staff Duties: To support the regional Americas Chief Compliance Officer (ACCO) and the senior management team within C&ORC (Compliance & Operational Risk..