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Equity Derivatives Compliance Analyst The candidate will participate in Compliance coverage for the Global Equity Derivatives business Will liaise with the management in the equities derivatives business and functional leaders..
EDiscovery Service Manager The candidate will manage eDiscovery in a portfolio of complex and global litigations investigations advise legal compliance and group investigation stakeholders on eDiscovery issues strategies that comply..
Infrastructure Investment Professional Portfolio Manager The candidate will lead sourcing meetings and due diligence of global infrastructure funds secondary and co-investment transactions and present to the global investment committee engage..
Assistant General Counsel, Banking Duties: The candidate will work to support existing and new business initiatives and other projects, with a primary focus on business and retail deposits, sweep deposit..
Rules Based Testing Team Examiner The candidate will support the planning, coordination, and delivery of our annual rules testing program. Maintain a working knowledge of current FINRA, SEC, and state..
Compliance Officer HFS for Asset Management The candidate will be responsible for providing independent advice, challenge, and control to the business' compliance risk-taking and risk assessments; assisting in the administration,..
