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Corporate Associate The candidate must be admitted to the California Bar or be willing to sit for it. Should have 4-6 years of investment management experience. Should have experience in forming ..
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Corporate Associate The candidate must have 4-6 years of investment management experience. Should have experience in forming and drafting documents for a variety of private funds, including hedge funds, private equity ..
Attorney, Associate The candidate will be ... providing corporate strategic advisement. The Attorney should have at least four ... Knowledge of the Investment Advisers Act of 1940, FINRA Rules, and..
Job Overview: A leading law firm is seeking an experienced associate attorney to join its Investment Funds Group, focusing on Registered Funds and Business Development Companies (BDCs). The ideal candidate will ..
... Diego office of a BCG Attorney Search Top Ranked Law Firm ... Firm seeks regulatory and securities attorney with 5+ years of securities ... knowledge of the Investment Advisers..
... on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives; ... for compliance with the Advisers Act and other applicable regulatory requirements. .....
Vice President, Legal Counsel Duties: Handling regulatory matters. Assisting with product development and structuring. Drafting and updating SEC registration statements. Shareholder communications and related risk disclosures. Negotiating service provider and client ..
... on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives. ... for compliance with the Advisers Act and other applicable regulatory requirements. .....
... operations of the iShares ETFs, including:1940 Act registration and compliance; SEC filings ... Knowledge of the Investment Advisers Act, Investment Company Act of 1940, the Securities Act of 1933..
