1940 Act Attorney Jobs in Massachusetts

... a Home Office Counsel, the attorney will work closely with Liberty’s ... Significant knowledge of the Securities Act of 1933 and Exchange Act of 1934 with knowledge of .....

Attorney (1940 Act) Responsibilities: Provide legal advice on a broad range of legal and regulatory fund issues working closely with other attorneys and legal team members. Handle fund registration and disclosure ..

Investment Management - Enforcement Associate or Senior Associate The candidate should have 3-5 years of experience providing regulatory counselling to investment advisers, registered investment companies and wealth management businesses (including retail ..

... related to the Investment Company Act of 1940 and the Investment Advisers Act of 1940.Represent clients in compliance with the ... in compliance with the Securities Act of 1933..

The candidate will be drafting, reviewing and negotiating complex agreements, including custody, fund administration, transfer agency, and trust agreements. Advising business partners regarding laws and regulations governing insurance companies, ERISA vehicles, ..

Job OverviewA law firm seeks a Capital Markets Associate to join its Corporate Finance and Capital Markets practice in Boston, MA. The ideal candidate will have 3-8 years of experience in ..

Corporate Associate The candidate must have 3-5 years of experience. Should preferably have a general corporate background with specific experience advising investment management companies, assisting with fund formation, and handling compliance ..

Job OverviewA law firm seeks a Capital Markets Associate in Boston to join its Corporate Finance and Capital Markets practice. The team structures and executes complex financial transactions for clients globally, ..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act..

... required under the Investment Company Act, Investment Advisers Act, Securities Act of 1933 and Securities and ... 1933 and Securities and Exchange Act of 1934. Prepare drafts of .....

... registered under the Investment Company Act of 1940. Drafting and preparing U.S. registered ... compliance teams regarding Investment Company Act and Investment Advisers Act regulatory requirements. Working with the..

... securities laws, including the Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, and the Investment Company Act of 1940 and the rules thereunder,..

... experience with the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Securities Act of 1933 is a plus.BenefitsNot .....

Private Equity/Investment Management Associate The candidate should have strong experience with the formation and representation of private investment funds and their advisers, including both domestic and international private equity, real estate, ..

... laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange ... of 1933, the Securities Exchange Act..

Vice President - Regulatory Services The candidate will deliver Regulatory Services to assigned clients, including independently managing such client relationships. Utilize Investment Company Act of 1940 expertise to support clients with ..

Vice President-Legal Counsel - U.S. Mutual Funds and Exchange Traded Funds Attorney The candidate will be responsible for providing practical and actionable legal advice and counsel with respect to our U.S. ..

... arising under the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Employee Retirement Income Security ... the Employee Retirement Income Security Act (ERISA) and other..