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6

1940 Act Attorney Jobs in San Francisco






Job info
 
Company
**********
Location
San Francisco, CA
Posted Date
May 27, 2015
Info Source
Employer  - Full-Time  90  

Corporate Associate The candidate must be admitted to the California Bar or be willing to sit for it. Should have 4-6 years of investment management experience. Should have experience in forming ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Nov 03, 2015
Info Source
Recruiter  - Full-Time  90 

Corporate Associate The candidate must have 4-6 years of investment management experience. Should have experience in forming and drafting documents for a variety of private funds, including hedge funds, private equity ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 16, 2020
Info Source
Employer  - Full-Time  90  

Vice President, Legal Counsel Duties: Handling regulatory matters. Assisting with product development and structuring. Drafting and updating SEC registration statements. Shareholder communications and related risk disclosures. Negotiating service provider and client ..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 29, 2020
Info Source
Employer  - Full-Time  90  

... operations of the iShares ETFs, including:1940 Act registration and compliance; SEC filings ... Knowledge of the Investment Advisers Act, Investment Company Act of 1940, the Securities Act of 1933..

 
Company
**********
Location
San Francisco, CA
Posted Date
Sep 25, 2020
Info Source
Employer  - Full-Time  90  

... on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives. ... for compliance with the Advisers Act and other applicable regulatory requirements. .....

 
Location
San Francisco, CA
Posted Date
Apr 07, 2026
Info Source
Recruiter  -  

Job OverviewA law firm seeks a Senior Fund Formation Lawyer with over six years of experience to join their Investment Funds practice in San Francisco, CA. The candidate will advise sponsors ..

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