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Compliance & Legal Analyst Review of Fund and Adviser advertising for compliance with the Securities Act of 1933, the 1940 Act, and the Advisers Act, and SEC rules thereunder, and Financial ..
Description Evaluate, prototype, and select technologies and systems architectures to meet government compliance, support growth initiatives and ongoing system evolution. You will be accountable for delivering both technical and business outcomes, ..
... and reports organizationally to the Director, Strategy & Analytics and functionally ... chance to manage the team's governance, support the annual strategic planning ... a team responsible for; o..
Director, Corporate Legal (Compensation & Benefits) The candidate will partner closely with Firms global compensation and benefits team on all aspects of global employee compensation and benefits, including the design, implementation, ..
The analyst will perform complex assurance audits/activities to determine departmental adherence to regulatory requirements, internal controls, education/training requirements, and established policies and procedures. The work involves participation in major projects and ..
Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by ..
Schwab Senior Trust and Fiduciary Risk Specialist The candidate will report to the Director of Examinations/CPC and be a part of a pod of examiners responsible for assessing Governance and Controls, ..
Director, Compliance Consultant The candidate will advise clients on the wide array of compliance and governance issues that arise in the operation of qualified and non-qualified retirement plans. Have primary accountability ..