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compliance officer Regulatory Examinations Licensing Duties Entirely manage State regulatory examinations including receiving notifications of exams responding to initial examination requests for materials responding to subsequent requests for materials and meetings ..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Chief compliance officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team but within..
Administrative Hearing Officer Duties: Conduct administrative hearings in discipline cases in ... procedure as the Chief Executive Officer’s representative; issue grievance dispositions consistent ... Manage periodic audits of employee compliance..
... is looking to hire a Compliance Project Manager in the Chicago ... to the Deputy Chief Regulator Officer and will work closely with ... work closely with other senior..
Compliance Officer: Regulatory Examinations & Licensing Duties: Entirely manage State regulatory examinations, including receiving notifications of exams, responding to initial examination requests for materials, responding to subsequent requests for materials and ..
Compliance Officer The candidate will under the ... person for all legal and compliance matters related to the College. ... IX Administrator, Clery and FOIA Compliance Officer, as well as..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be to: ... focus will be to:..
Regional Compliance Officer The candidate will lead and ... will lead and manage the Compliance program for North America; review ... North America; review and evaluate Compliance issues/concerns within the..
... North America Health Chief Operating Officer As part of an industry-leading ... North America Health Chief Operating Officer Reporting into the NA COO ... closureEnsure client solution readiness and..
Administrative Hearing Officer The candidate will conduct administrative hearings in discipline cases in ... procedure as the Chief Executive Officer’s representative; issue grievance dispositions consistent ... Manage periodic audits of..
... USA seeks an International Trade Compliance Officer (Remote / Location Flexible in ... Sandvik is seeking a Trade Compliance Officer. Sandvik values enthusiastic, committed people ... The Role US..
Description CenterWell Senior Primary Care, a subsidiary of Humana Inc., is the new brand for a primary care medical group practice with centers open or opening in Florida, Georgia, Kansas, Louisiana, ..
Director of Regulatory Compliance and Licensing The candidate will ... government investigations, regulatory disciplinary complaints, administrative appeals, and other legal proceedings. ... reference materials related to regulatory, compliance, and licensure..
Administrative Hearing Officer The candidate will be responsible ... will be responsible for: Conduct administrative hearings in discipline cases in ... procedure as the Chief Executive Officer’s representative; issue grievance..
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
... is looking for an Investment Compliance Manager As part of an ... Your impact as an Investment Compliance Manager Aon Investments USA’s (AIUSA) ... Manager Aon Investments USA’s (AIUSA)..
Administrative Hearing Officer Duties: Conduct administrative hearings in discipline cases in ... procedure as the Chief Executive Officer’s representative; issue grievance dispositions consistent ... principals, administrators and employees regarding compliance..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..
Administrative Hearing Officer Responsibilities: Conduct administrative hearings in discipline cases in ... procedure as the Chief Executive Officer’s representative; issue grievance dispositions consistent ... principals, administrators and employees regarding compliance..