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Join our Talent Network JOB SUMMARY Leads significant staffing initiatives, providing strategic recruitment, selection, placement support and direction to assigned client groups. Consults with managers to develop recruiting plans and programs ..
Compliance & Legal Analyst Review of Fund and Adviser ... Review of Fund and Adviser advertising for compliance with the Securities Act of ... the Code of Ethics. Monitor compliance..
Senior Counsel – Cybersecurity The candidate will assist with legal reviews and analysis related to the NYDFS Cybersecurity Rule, the NAIC Model Data Security Law, and other applicable laws and regulations. ..
Compliance, Investment Banking Division, Vice President ... Transaction Banking business professionals, other compliance teams and other the firm ... Resolution Group. Providing advice and compliance oversight to IBD personnel on..
