Assistant Compliance Officer Jobs in Montclair

Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..

Director of Labor Relations and Compliance The candidate provides advice and ... on labor relations matters, including compliance with federal and state rules ... and procedures designed to maintain compliance..

Director of Labor Relations and Compliance The candidate will be responsible ... on labor relations matters, including compliance with federal and state rules ... and procedures designed to maintain compliance..

Trust Officer The candidate will recognize technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level ..

Legal and Compliance Specialist The candidate will be ... and development of our enterprise-wide compliance efforts, including privacy and data ... the Legal Department and the Assistant Vice President, Compliance..

Summary Assist their assigned Retail Loan Officers in Sales, Marketing and Post-Application activities Essential Job Functions: Perform specific tasks assigned by Loan Officer including but not limited to assisting in the ..

OverviewnAt Allied Universal®, we continue to build an inclusive, Be Phenomenal® culture that encourages, supports, and celebrates a diverse workplace. It fuels our innovation and connects us closer to our customers ..

Compliance Testing (Broker-Dealer), AVP Responsibilities: Perform ... Testing (Broker-Dealer), AVP Responsibilities: Perform compliance testing and monitoring, identify issues, ... discussions. Analyze the entities’ (MSUSA/MCM) compliance status and compliance framework. Review..

Manager of Security & Privacy Compliance The candidate reports to the firm’s Chief Information Security Officer and has overall responsibility for implementing and managing the firm’s compliance framework, procedures and processes ..

Officer-Contract Negotiations The candidate will primarily be responsible for the review and negotiation of research collaboration and funding agreements, as assigned. Will also be responsible for review of other contracts and ..

Data Protection Officer The candidate will be responsible for management of the Firm’s data privacy program. Responsible for evaluation of the risk associated with potential personal data loss due to unintended ..

Part-time Special Assistant To The General Counsel The ... for the General Counsel and Compliance Officer. Support, develop, coordinate, and execute ... by the General Counsel or Compliance Officer. Bachelor’s..

Job SummaryWelcome To Our FamilyWe welcome you to be a member of our global, diverse Marriott family. Whether traveling across the city or around the globe we realize the importance of ..

Legal Assistant, Corporate And Securities The candidate ... the Company’s stock ownership guidelines compliance. Assisting with all other legal ... Associate General Counsel, another Legal Assistant, and this new role)..

Part-time Special Assistant to the General Counsel Duties: Support, develop, coordinate, and execute short and long-term projects and initiatives, including with other departments and programs. Manage legal initiatives and operations to ..

Legal Assistant Responsibilities: Organize and maintain documents in a paper and/or electronic filing systems. Summarize legal documents, major plus with experience in contracts and leases. Conduct various document searches on state ..

Senior Officer-Contracts/Subawards The candidate under the supervision ... the Senior Contracts and Subawards Officer is responsible for the processing, ... designee, Department Administrator, SPA Project Officer and Contract Manager, and..

Legal Assistant, Corporate and Securities Responsibilities: Preparing ... the Company’s stock ownership guidelines compliance. Assisting with all other legal ... Associate General Counsel, another Legal Assistant, and this new role)..

AVP Claim Technical Officer The candidate monitors complex and high severity cases by providing oversight to and direct handling of certain high severity and complex matters, including but not limited to ..

Senior Legal Affairs Officer The candidate serves as Open Public Records Custodian or assistant Open Public Records Custodian; coordinates and administers EDA’s response to public record requests through the gathering and ..

Officer-Contract Negotiations The Candidate will be responsible to draft, review and negotiate agreements for sponsored research funding such as awards from federal and state agencies, foundations, industry partners, and other academic ..

Assistant Director, General Research Compliance The candidate reporting to Chief ... candidate reporting to Chief Research Compliance Officer/Research Integrity Officer (RIO),oversees the day-to-day process of ... entities. Assists the Research..

Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..