Associate Compliance Officer Jobs in Ramsey

Chief Data Practices Compliance Officer 1, 2 or 3 RESPONSIBILITIES: ... the University’s MGDPA Data Practices Compliance Official, the individual to whom ... privacy, security, and records management compliance officials..

Paralegal Duties: Assist Associate Counsel with reviewing, preparing, and ... provides written analysis for the Associate Counsel and Compliance Officer. Prepare correspondence to clients. Organize ... reviewing and ensuring the..

Chief Compliance Officer The candidate will create, execute, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements..

U.S. Probation Officer Duties: Conduct investigations and prepare reports for the court with recommendations, which requires interviewing offenders/defendants and their families, as well as collecting background data from various sources. An ..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

VP of Legal and Compliance The candidate will serve as ... exposure to broker/dealer FINRA regulatory compliance. Draft and maintain template legal ... point of contact with company's Compliance service..

Senior Trust Officer (Senior Fiduciary Specialist) - Personal ... Perform fiduciary duties as an officer of the bank. Administer large ... trust account is managed in compliance with the governing..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

... Fargo is seeking a Control Officer to join our Corporate & ... a strong risk mitigating and compliance-driven culture which firmly establishes those ... Market, Financial Crimes, Operational, Regulatory..

Lead Counsel - Wealth and Investment Management Investment Solutions The candidate will serve as senor lawyer advising the business on a complex offering of investment advisory wrap fee programs to retail ..

Senior Trust Officer (Senior Fiduciary Specialist) - Personal Trust Market Service Team The candidate will read, interpret and apply complex trust document language to specific situations; making frequent distributions of cash ..

Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..

Mid-Level Associates to Counsel-Level (Securities) Ideal candidates will have in-depth experience (4-6 years) in the following areas: Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of ..

Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Manager Compliance, Personal Securities Trading Duties: Lead, ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

... as the company Export Control Officer, Compliance Officer and Empowered Official. Establish, implement, ... implement, and maintain the export compliance program and related policies and ... and other areas..

Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, ..

Risk Manager Responsibilities: Leads the identification, communication, measurement, and management of company-wide risk. Manages insurance procurement, develops and implements risk management and compliance policies/procedures, and manages claims and litigation. Manages relationships ..

Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..

Court Operations Associate The candidate will join the Probate/Mental Health Division. Will accurately complete administrative work by performing high level case processing and data entry work for civil commitment, guardianship, conservatorship, ..

... policies and procedures, monitoring program compliance, and adherence to global privacy ... alignment between security and privacy compliance programs including policies, practices, and ... leadership role for global privacy..