Attorney Adviser Jobs in Charlotte

Compliance Consultant 5 - Fiduciary and Investment Management Compliance The candidate will be responsible for conducting regulatory compliance risk management oversight for high and moderate risk compliance programs covering national banks, ..

Winston & Strawn is looking for an associate in its Charlotte, Chicago, Dallas, Houston or New York office with 3 - 5 years of significant experience in private equity fund ..

SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking and ..

Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team responsible ..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team ..

Paralegal (Invest Group) Duties: Perform a variety of complex law-related tasks under the direction of the Invest AGC. Research legal issues involving broker-dealer and investment adviser operations and securities products. Apply ..

SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking and ..