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Chair of Bioethics Attorney The candidate will provide administrative leadership of the Department of Bioethics, including all faculty (full-time and part-time), lecturers and other staff. Administrative oversight of all bioethics curriculum, ..
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Chief Legal Staff Duties: Under general direction of the Assistant Presiding Judge. Serves as legal adviser to the Presiding Judge. Provides and guides legal research and writing as directed on any ..
Associate General Counsel Responsibilities: Provide support to investment management operations including its investment advisory programs. Lead the preparation, review and/or coordination of Forms ADV (including regulatory filings and brochure disclosure documents ..
Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist ..
Investment Management and Securities Associate Attorney The candidate will be providing guidance on a full range of issues associated with investment advisers, private equity funds and advisers, hedge funds, and broker-dealers ..
Senior Paralegal The candidate will serve all internal and external client needs including preparation of registration statements and/or other regulatory filings required under the Investment Company Act, Investment Advisers Act, Securities ..
Senior RIA Compliance Officer The candidate will develop working understanding of the laws and regulations applicable to Private Wealth RIA business strategies, products, services, processes and third parties. Perform daily supervision ..
Senior Manager, First Line Risk Management Office, Governance The candidate will understand and opine on the process of creation, review, update, and implementation of disclosures, such as research, product, bank, account ..
Chief Counsel The candidate will provide direct legal support to the Commissioner in the form of research, writing and legal counsel. Provide various support and legal advice to the Division's Enforcement ..
Corporate Associate The candidate should have 3-5 years of experience. Have a general corporate background with specific experience advising investment management companies, assisting with fund formation, and handling compliance and operational ..
Job OverviewA law firm seeks a mid-level associate to join its Investment Strategies and Capital Solutions group in Saint Louis, MO. The ideal candidate will have a strong academic background, law ..
Enforcement Counsel/Senior Enforcement Counsel The candidate will collaborate with investigative staff, providing guidance and legal advice. Assess evidence and recommendations from investigators, research and identify the legal requirements for charges and ..
Corporate Associate The candidate must have 3-5 years of experience. Should preferably have a general corporate background with specific experience advising investment management companies, assisting with fund formation, and handling compliance ..
Head of Global Institutional and Distribution Legal, VP & Associate General Counsel The candidate will apply breadth of experience and expertise to facilitate the focused growth of the Institutional business. Advise ..
Senior Legal Counsel - Hybrid The candidate will advice on investment adviser, mutual fund, ETF and closed-end fund legal issues. Prepare and oversee various mutual fund, ETF and closed-end fund regulatory ..
Registered Funds Midlevel The candidate will 3-12 years of experience with open-end (mutual) funds, closed-end funds and/or exchange-traded funds (ETFs) and experience representing investment companies, investment advisers, and independent board members ..