Attorney Adviser Jobs in San Diego

Senior Operations Manager, Employee Relations The candidate manages and directs day-to-day employee relations operations and activities. Provides advice to supervisors, managers and directors on the full range of employee relations matters. ..

Attorney, Associate The candidate will be a be a key team player for servicing our clients, inding investment advisers, hedge fund advisers, investment companies, private equity firms, broker-dealers and institutions, and ..

SVP, Deputy CCO Responsibilities: Lead the team responsible for regulatory exams and inquiries and other regulatory affairs; as well as responsible for performing regulatory event (both internal and external) tracking and ..

Job OverviewA law firm seeks an experienced attorney in San Diego, CA, to address various federal securities law issues, including Investment Company Act status, broker-dealer and investment adviser registration, and alternative ..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team ..

Senior Corporate & Securities AttorneyLocation: San Diego, CA (Remote Opportunity)Job OverviewA distinguished law firm in San Diego is seeking a seasoned Senior Attorney to enhance its corporate, regulatory, and securities law ..

San Diego office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in SEC and FINRA regulatory matters. The ..