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ERISA Senior Legal Compliance Counsel The ... minimal supervision from the Managing Attorney. Works directly with the Managing ... Works directly with the Managing Attorney and other members of the..
Associate Attorney - RIA Compliance The candidate should have 5-7 years of experience in the financial services industry serving broker-dealers and registered investment advisers: Providing compliance support and advice to BDs ..
Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..
In-House Counsel and Compliance Associate The candidate will be responding to legal inquiries for a rapidly growing registered investment advisory firm. Assist CCO in reviewing and negotiating a wide range of ..
Number of Positions: 1 The Tax & ERISA team of Hunton Andrews Kurth LLP seeks an attorney in a part-time associate position. The candidate will not be guaranteed any specific hours, ..