Bank Compliance Attorney Jobs in Minneapolis

Senior Associate General Counsel/Associate General Counsel/Assistant General Counsel The candidate will report to the General Counsel and the Director of the Transactional Law Services Group, and will be resident in office. ..

Resolution and Compliance Specialist - General Counsel Duties: ... employees, students, and community concerning compliance situations; investigates questions/concerns received by ... and services. Plans and conducts compliance monitoring reviews including..

Attorney Responsibilities: Providing legal advice and support for individual life insurance product administration, taxation, and design. Conducting research, review, analysis and drafting of various documents, including contracts, insurance policies, and policies ..

Corporate Secretary & Vice President Securities and Corporate Law The candidate will be responsible for the orchestration of board and committee meetings; the annual shareholder meeting and proxy statement; Section 16 ..

Senior Counsel - Bank Regulatory and Asset Management The ... banking laws, such as the Bank Holding Company Act including the ... will support various business and compliance partners, product..

Compliance Attorney Editor Duties: Research and analysis of designated content streams to support content creation and preparation, monitoring of trends and developments within assigned topical areas, and troubleshooting of content and ..

Senior Associate General Counsel The candidate will be overseeing the delivery of legal services and related support to Company Health Financial Services, including its wholly owned subsidiary Company Bank (Company). Collaborating ..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

Chief Compliance Officer The candidate will create, ... and oversee a Trust regulatory compliance program for a financial services ... services and to ensure full compliance with the requirements of..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review ..

Regulatory Attorney The candidate will collaborate with ... other attorneys and risk and compliance professionals in support of Bank’s efforts to establish an enterprise ... rules, and regulations applicable to..

Employment Attorney The candidate will provide excellent advice and guidance to clients and colleagues on a variety of legal matters. Build trusting relationships that allow the business to make well-informed decisions. ..

Global Compliance Counsel Responsibilities: Responsible for framework ... Responsibilities: Responsible for framework of compliance and ethics programs globally. Provides ... and ethics programs globally. Provides compliance support for on-going Board..

... risk management (QRM) and legal compliance evaluation and monitoring, as well ... clients. Will lead risk and compliance review, analysis and evaluation of ... Recognize, understand, and articulate key..

Manager Compliance, Personal Securities Trading Duties: Lead, ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

... General Counsel and Head of Compliance The candidate will be responsible ... manages the organization’s formal, written compliance program, which includes board oversight, ... and procedures involving legal and..

Lead Compliance Officer The candidate will provide ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive compliance..

Corporate Counsel Trade Compliance & Regulatory Affairs Duties: Be ... advising on export and import compliance, trade sanctions, licensing, disclosures, customs, ... sanctions, licensing, disclosures, customs, and compliance audits, as..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Contract Negotiator The candidate will be responsible for the business-to-business contracting process including contract negotiation, drafting, review, and risk analysis of contract terms and conditions. Ensures contracts are in compliance with ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Counsel - Investments Duties: Provide legal support to senior counsel on General Account investments, including private debt and private equity investments (equity and mezzanine co-investments and fund investments). Manage various aspects ..