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Director compliance The candidate will design and implement an effective risk-based broker-dealer testing program for Pruco PIMS and PAD to assist in detecting and preventing violations of and achieving compliance with ..
Senior compliance Counsel The candidate will be ... agreements Identify potential areas of compliance and privacy risks and anticipate ... regulatory changes Buildout and develop compliance processes Oversee Data Subject..
Fixed Income Global Capital Markets compliance The candidate will provide real ... as appropriate Draft and maintain compliance policies and procedures and Notices ... internal audits Participate in annual compliance
Job Overview: A law firm in New York City is seeking a Mid-Level Finance Associate Attorney with 4-6 years of experience representing various financial institutions in structuring, documenting, and closing a ..
... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney to join their team in ... candidate will bring experience in compliance and regulatory matters, specifically with ... in..
... in search of a Healthcare Compliance Associate Attorney with 2-5 years of experience ... of experience in healthcare regulatory compliance matters. The ideal candidate will ... and will contribute..
Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..
... NJ, is seeking a Healthcare Compliance Associate Attorney with 2-5 years of experience ... of experience in healthcare regulatory compliance matters. The selected candidate will ... a wide range..
Seeking a Mortgage Servicing Or Mortgage Origination Compliance Attorney with 5 years of experience. Financial institution compliance experience, with a focus on federal and state laws and regulations governing loan ..
A law firm is seeking a Mid-Senior Level Banking And Finance Associate Attorney with the following job overview and requirements:Job Overview:Join a prestigious law firm in New York City, NY.Utilize strong ..
Conflicts and Business Intake Compliance Counsel The candidate will perform initial legal review of conflicts reports requested by partners, identify potential conflict of interest issues, and coordinate the resolution of the ..
A law firm is seeking a junior / mid-level finance attorney to join its team in New York City, NY. The ideal candidate should possess 2-4 years of experience and expertise ..
Seeking a Consumer Finance Compliance Attorney with 5+ years of experience. Financial institution compliance experience, with a focus on federal and state laws and regulations governing loan servicing and foreclosure ..
Originations Compliance Counsel Duties: Supports Reverse Mortgage ... by strengthening the company’s origination compliance program, including participation and oversight ... initiatives and management of day-to-day compliance support. Will be a..
Seeking a Mortgage Servicing Or Mortgage Origination Compliance Attorney with 5+ years of experience. Financial institution compliance experience, with a focus on federal and state laws and regulations governing loan ..
Compliance, Merchant Banking Compliance, Associate/Vice President Job ID: 2020-65842 ... expectations. Develop, draft and maintain Compliance policies and procedures outlining firm ... best practices. Create and implement Compliance training programs...
A law firm is currently seeking a qualified Senior Private Equity Debt Finance Associate Attorney for their New York City office. The ideal candidate should possess 5-8 years of relevant experience ..
... advise existing clients on regulatory compliance matters.Conduct thorough research and analysis ... analysis of securities and derivatives compliance in various contexts, including traditional ... money transmitters, banking regulatory, fund..
Health Care Compliance Attorney ( Associate) The ideal candidate will have 3-6 years’ experience, strong academic credentials, excellent communication skills, and a commitment to client service. Health Care and/or Compliance experience ..
Global Trade Compliance Counsel The candidate will be ... and risks related to trade compliance, with a particular focus on ... and implement our Global Trade Compliance strategy and governance..
Senior Compliance Counsel The candidate will be ... agreements. Identify potential areas of compliance and privacy risks and anticipate ... regulatory changes. Buildout and develop compliance processes. Oversee Data Subject..
Consumer Finance Compliance Attorney The candidate must have 5+ years of experience. Financial institution compliance experience, with a focus on federal and state laws and regulations governing loan servicing and foreclosure ..
Associate Compliance Counsel Responsibilities: Report to the ... Report to the company’s Chief Compliance Counsel. Will be leading corporate ... level escalation point for regulatory compliance issues Responsible for drafting..
... City office of a BCG Attorney Search Top Ranked Law Firm ... Ranked Law Firm seeks a regulatory/bank secrecy act/anti-money laundering compliance associate attorney with at least 3 years..
Seeking a Consumer Finance Compliance Attorney with 5+ years of experience. Financial institution compliance experience, with a focus on federal and state laws and regulations governing loan servicing and foreclosure process ..
