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Regulatory compliance attorney Mortgage Banking The candidate will ... implementing policies and procedures in compliance with various federal regulations and ... broker and other licensing requirements compliance audits Must have..
Legal And compliance Counsel The candidate will be ... for Monitor review and evaluate compliance issues concerns within the Credit ... the SVP of Legal and compliance and Executive Management..
Deputy Chief compliance Officer Retail RIA The candidate ... developing and maintaining a robust compliance program with a focus on ... program with a focus on compliance with all laws..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..
Compliance Attorney The candidate will provide day-to-day ... The candidate will provide day-to-day compliance and regulatory counseling to internal ... on the application of Company compliance policies to a broad..
Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..
Principal Compliance Specialist Duties: The candidate maintains ... and knowledge of Fair Lending compliance requirements (including Americans with Disabilities ... are implemented to facilitate regulatory compliance. Assists in evaluating the..
Private Bank National Practice Leader The candidate ... sales liaison for the Private Bank Managing Directors to drive growth ... key leaders in the Private Bank job functions to develop..
Senior Principal Compliance Specialist, Fair Banking The candidate ... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies..
Senior Compliance Attorney - Investigations The candidate will ... and analytics related to legal compliance investigations and other related compliance data. Interact with associates and ... enhances and promotes culture..
Regulatory Compliance Attorney – Mortgage Banking The candidate ... implementing policies and procedures in compliance with various federal regulations and ... broker and other licensing requirements. Compliance audits. Must have..
Compliance Attorney The candidate will join firm that deals primarily with mortgage relief. Should be computer savvy, willing to learn about the basics of mortgage relief, and highly accessible. Must have ..
Senior Compliance Counsel The candidate will provide ... advise on legal and regulatory compliance matters across the company, including ... across the company, including product compliance, pricing, promotions and marketing..
The Mid-Level Fund/Leveraged Finance Associate Attorney will be responsible for providing legal support in secured and unsecured lending transactions, including fund financings, acquisition financings, leveraged finance deals, bridge loans, and other ..
Legal And Compliance Counsel The candidate will be ... for: Monitor, review and evaluate compliance issues/concerns within the Credit Union ... the SVP of Legal and Compliance and Executive Management..
Regulatory Compliance Counsel the candidate provides legal ... range of legal, regulatory and compliance areas, including anti-bribery & corruption, ... key PSG leaders and Corporate Compliance to provide legal services..
Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..
Compliance Counsel Duties: Monitors and evaluates ... to the company’s ethics and compliance program. Develops, updates, implements, and ... to ethics, anti-corruption, and regulatory compliance. Prepares and delivers training, memoranda,..
... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies fair banking ... manages, regulatory exams, audits, and..
Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..
Compliance Officer - Securities Industry The ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers to..
NFRR Compliance & Operational Risk Manager The candidate will be advising Front Line Units (FLU) and Control Functions (CFs) across the enterprise on processes, controls, laws, rules and/or regulations which impact ..
Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..
Job Overview: A law firm is seeking a Mid-Level Associate Attorney with a strong background in complex finance transactions to join their team in Raleigh, NC. The ideal candidate will have ..