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compliance Consultant The candidate will be ... investigations and or ensuring advertising compliance with fixed indexed and variable ... for small to medium scope compliance initiatives that involve single or..
Ethics and compliance Counsel Duties The candidate will ... carry out all ethics and compliance responsibilities that are delegated Oversee ... for inquiries regarding ethics and compliance Where appropriate own..
Trust Officer The candidate will be working with clients to strategize toward the preservation and continued growth of trust assets while achieving their specific trust and estate planning objectives and introduces ..
Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..
VP Senior Trust Manager The candidate will lead, coach and mentor team of trust professionals. Coordinate with applicable departments and team members to ensure company, client goals and objectives are reached. ..
Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..
Contract Negotiator III The candidate will draft, review and negotiate contracts for secured financing transactions for all business units and assist attorneys with various legal matters as needed. Will draft financing ..
Complex Claims Specialist - Program Law Duties: The candidate performs a combination of duties in accordance with departmental guidelines. Manages an inventory of moderate to high complexity and exposure commercial claims ..
Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..
Wealth Management Senior Officer The candidate will administer a book of accounts in accordance with the terms of the governing document and departmental policies and procedures. Monitor daily activity with reference ..
Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...
Compliance Consultant The candidate will be ... agent investigations and/or ensuring advertising compliance with fixed, indexed and variable ... for small to medium scope Compliance initiatives that involve single or..
Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..
Senior Legal Counsel The candidate will prepare and review securities filings including Form 10-Ks, Form 10-Qs, Form 8-Ks, Section 16 filings and Proxy Statements. Ensure compliance with SEC rules and regulations ..
Principal Legal Risk Duties: Leads, maintains, and enhances the Organization's regulatory change program. Responsible for the oversight of the Regulatory Library inventory of laws and regulations the identification of regulatory changes, ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..