Bank Compliance Attorney Jobs in Walnut Creek

Insurance Regulatory And Compliance Counsel The candidate responsibilities will include review of insurance product filings and management of other insurance regulatory matters, interaction with regulators, drafting of policies and other governance ..

Intake and Compliance Attorney The candidate will be responsible for: Coordinates and consults with designated members of the Office of General Counsel, firm attorneys, the firm’s Intake Committee, and Practice Group ..

Chief Compliance Officer, Special Purpose Depository Institution ... will create and control the compliance program. Develop, implement, and oversee ... oversee all aspects of the bank’s compliance program, designed specifically..

Job OverviewA law firm seeks a mid-senior level corporate associate with four to six years of experience for their Capital Markets and Public Companies group in San Francisco, CA.DutiesAdvise public companies ..

Job OverviewA law firm seeks a Corporate Associate to join the Capital Markets practice group in San Francisco, CA. The successful candidate will work with issuers, investment banks, and other market ..

Job OverviewA law firm seeks a Finance Associate to join its Venture and Growth subgroup in its San Francisco office. The ideal candidate will have a minimum of four years of ..

Job OverviewA law firm seeks a mid-senior level corporate associate for their Capital Markets and Public Companies group in Mountain View, CA. The ideal candidate will have four to six years ..

... background in public company reporting compliance, governance, and related issues, including ... and related issues, including SEC compliance and Nasdaq/NYSE matters.DutiesManage public company ... Nasdaq/NYSE matters.DutiesManage public company reporting..

Compliance Counsel - International Trade Compliance The candidate will be responsible ... day-to-day operation of global trade compliance program, providing advice, oversight, and ... Will report to the Director, Compliance..

... Works directly with regulators and Bank staff to ensure regulatory examinations ... regulatory sources to assist the Bank’s business units and support functions ... provides legal advice to the..

Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..

PWM Senior Counsel Responsibilities: Providing real-time legal advice and recommendations to First Republic Securities Company’s compliance and business partners (both client-facing and corporate staff). Reviewing and negotiating legal contracts, including client ..

... to ensure best practices and compliance with applicable laws and regulations. ... agreements. Prepares, reviews and negotiates Bank contracts, requests for proposals and ... as contract liaison between the..

Compliance Counsel Duties: Serve as an ... expert on trade and export compliance to aid with the continuous ... the continuous improvement of the compliance program, including by developing internal..

Compliance Counsel Duties: Serve as an ... expert on trade and export compliance to aid with the continuous ... the continuous improvement of the compliance program, including by developing internal..

Regulatory Compliance Counsel Duties: Lead regulatory compliance management, with focus on federal ... and contribute to emerging regulatory compliance projects. Maintain existing regulatory processes ... business lines. Liaise with global..

Chief Compliance Officer, Special Purpose Depository Institution ... oversee all aspects of the bank’s compliance program, designed specifically for the ... program, designed specifically for the bank’s unique activities and..

Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..

Compliance Counsel Duties: Serve as a ... subject matter expert on legal compliance matters, providing sound legal advice ... sound legal advice and operational compliance support. Lead on the development..

... background in public company reporting compliance, governance, and capital markets transactions.DutiesManage ... markets transactions.DutiesManage public company reporting compliance and governance.Address day-to-day issues for ... for public companies, including SEC..

Job OverviewA law firm seeks a Consumer Finance Associate to join its Financial Regulatory practice in San Francisco, CA. The ideal candidate will have 3-4 years of relevant experience counseling financial ..

... expertise in public company reporting compliance, governance, and handling day-to-day issues ... day-to-day issues such as SEC compliance and Nasdaq/NYSE matters.DutiesManage public company ... Nasdaq/NYSE matters.DutiesManage public company reporting..

Senior Compliance Counsel Responsibilities: Work directly with ... Responsibilities: Work directly with the Compliance team, Ombuds Leader, and other ... with the General Counsel and compliance team on the enhancement..