Bank Compliance Attorney Jobs in Walnut Creek

Intake and Compliance Attorney The candidate will be responsible for: Coordinates and consults with designated members of the Office of General Counsel, firm attorneys, the firm’s Intake Committee, and Practice Group ..

... a Mid-to Senior-level Financial Services Compliance And Regulatory Associate Attorney with at least 4 years ... 4 years of experience in compliance and regulatory matters. The ideal ... broker-dealers,..

Compliance Counsel Duties: Serve as a ... subject matter expert on legal compliance matters, providing sound legal advice ... sound legal advice and operational compliance support. Lead on the development..

Regulatory Compliance Counsel Duties: Lead regulatory compliance management, with focus on federal ... and contribute to emerging regulatory compliance projects. Maintain existing regulatory processes ... business lines. Liaise with global..

Compliance Counsel - International Trade Compliance The candidate will be responsible ... day-to-day operation of global trade compliance program, providing advice, oversight, and ... Will report to the Director, Compliance..

Compliance Counsel Duties: Serve as an ... expert on trade and export compliance to aid with the continuous ... the continuous improvement of the compliance program, including by developing internal..

Job OverviewA law firm in San Francisco, CA, is seeking a Junior to Mid-Level Finance Associate Attorney with 2-5 years of law firm experience, particularly in representing sponsors, borrowers, banks, direct ..

... to ensure best practices and compliance with applicable laws and regulations. ... agreements. Prepares, reviews and negotiates Bank contracts, requests for proposals and ... as contract liaison between the..

... Works directly with regulators and Bank staff to ensure regulatory examinations ... regulatory sources to assist the Bank’s business units and support functions ... provides legal advice to the..

A law firm in San Francisco is seeking an International Trade Associate Attorney with expertise in U.S. trade regulations and a keen interest in international trade laws. The ideal candidate will ..

A law firm is seeking a Mid-level Employment Law Counseling and Compliance Associate Attorney for its San Francisco office. The ideal candidate will have 4+ years of relevant experience in preparing ..

Chief Compliance Officer, Special Purpose Depository Institution ... oversee all aspects of the bank’s compliance program, designed specifically for the ... program, designed specifically for the bank’s unique activities and..

Contracts And Marketing Counsel The candidate must have a J.D. degree from an ABA accredited law school or meet the requirements for legal education in a foreign country. Have 5+ years’ ..

Senior Compliance Counsel Responsibilities: Work directly with ... Responsibilities: Work directly with the Compliance team, Ombuds Leader, and other ... with the General Counsel and compliance team on the enhancement..

Compliance Counsel (Director) Duties: The candidate ... of the law relating to compliance to support the Global Compliance Officer, the GBA Compliance Officers and country Compliance Officers, the Enabling Functions,..

Chief Compliance Officer, Special Purpose Depository Institution ... will create and control the compliance program. Develop, implement, and oversee ... oversee all aspects of the bank’s compliance program, designed specifically..

Tax Consultant II, International Compliance and Reporting Services Duties: The candidate will work within an engagement team and draw on experience in accounting and taxation to provide tax compliance and consulting ..

Assistant General Counsel, Payments The candidate will be responsible for partnering with multiple innovative product teams around the world to ensure that Intuit’s banking as a service and money movement products ..

Manager, International Compliance and Reporting Services Duties: Conduct design sessions with the client to understand and document the requirement definition for the system. Assign activities and tasks to the project team. ..

Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..

PWM Senior Counsel Responsibilities: Providing real-time legal advice and recommendations to First Republic Securities Company’s compliance and business partners (both client-facing and corporate staff). Reviewing and negotiating legal contracts, including client ..

Compliance Counsel Duties: Serve as an ... expert on trade and export compliance to aid with the continuous ... the continuous improvement of the compliance program, including by developing internal..

Insurance Regulatory And Compliance Counsel The candidate responsibilities will include review of insurance product filings and management of other insurance regulatory matters, interaction with regulators, drafting of policies and other governance ..