Assistant Vice President, Compliance Monitoring Responsibilities: Develop and perform ... Monitoring Responsibilities: Develop and perform compliance monitoring program on the Bank’s various activities. Review the current ... various activities. Review..

Legal Counsel The candidate will be responsible to provide legal advice and draft legal documentation in relation to all businesses of the Bank Group. Ensure compliance with laws and regulations across ..

Manager, Financial Crime Compliance The candidate will Provide FCC/AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment, Transaction Monitoring and Sanction etc.). Conduct corporate investigations (including but not ..

Compliance, Business Unit Compliance, VP, Hong Kong The candidate ... expectations. Develop, draft and maintain Compliance policies and procedures outlining firm ... best practices. Create and implement Compliance training programs...

APAC Technology Lawyer, Vice President The candidate will structure and negotiate agreements and relationships with vendors, partners, and other third parties related to technology, including intellectual property licenses, order management system ..

Compliance Officer, Transaction Monitoring – Legal & Compliance The candidate will conduct investigation on alerts generated from filtering system and internal escalation by business and support units. Prepare suspicious transaction reports ..

Deputy General Manager, Financial Crime Compliance The candidate will Lead the team to perform regulatory account reviews according to internal guidelines and identify and investigate any suspicious transactions. Formulate and update ..

Senior Business Compliance Manager ( Business Risk and ... on regulatory irregularities and potential compliance risk. Formulate, evaluate and roll-out ... Manage and enhance an effective compliance and control infrastructure,..

Associate / Senior Associate - Financial Crime Compliance - Operate - Deloitte Forensic The candidate will conduct source of wealth review on high net worth clients. Work closely with Relationship Manager ..

Senior Business Compliance Manager ( Business Risk and ... control checking, alerts and potential compliance risks in relation to personal ... Manage and enhance an effective compliance and control infrastructure,..

Associate Director - Financial Crime Compliance - Deloitte Forensic The candidate will deliver financial crime projects for financial institutions. Work closely with a team of financial crime consultants and share your ..

... Monitoring & Surveillance and Central Compliance The candidate will develop and ... candidate will develop and execute compliance monitoring and reviews to ensure ... monitoring and reviews to ensure..

APAC Technology Lawyer, Vice President, Hong Kong The candidate will structure and negotiate agreements and relationships with vendors, partners, and other third parties related to technology, including but not limited to ..

Regulatory Counsel Duties: Work as part of the APAC team on the implementation of the program responsible for documenting Wells Fargo’s cross border legal requirements in APAC. Provide written summaries of ..

Senior Data Protection Lawyer Duties: Coordinate with business partners and relevant SMEs in General Counsel, Compliance, Data Protection Office, and CISO to ensure that relevant requirements, according to applicable laws, regulations ..

Business Compliance Manager The candidate will be ... regular operations risk management and compliance monitoring program on risky areas ... requirements and policies of the Bank. Provide a pro-active advisory..

Senior Compliance Manager / Compliance Manager - Compliance Division The candidate will be ... be responsible for: Participate in compliance risk assessments, reporting, reviews and ... to business units regarding..

Associate, Compliance The candidate will provide practical ... will provide practical and accurate compliance advice to businesses such as ... Global Markets business. Assist senior compliance management to advise business..

Vice President, Assistant General Counsel - Markets Legal The candidate will be working with a Tier-1 full-service equity derivatives team in APAC to support the structuring and execution of exotic and ..

China Sales and Trading Compliance, Executive Director The candidate will ... advice on regulatory interpretation and compliance issues about conducting Equities and ... Firm perspective. Review manuals and Compliance Notices..

Manager, Treasury Compliance The candidate will provide internal support to Global Markets Department on compliance issues. Will review internal operational procedures to ensure compliance with local regulatory requirements and internal control ..

Director / Vice President, Legal Counsel The candidate will support the legal activities of the group’s Asset Management business and Brokerage business. Review all legal contracts/documents (IMA, PPM, DMA, Commission Sharing ..

Capital Markets Counsel The candidate will be providing local law advice and counsel on cross-border transactional and regulatory issues. Will provide advice on pre-transaction structuring and provide transaction legal support and ..