Head Of Compliance The candidate will supporting the ... supporting the MEA Head of Compliance in implementing the compliance priorities and strategy for the ... coverage area and executing the..

FCC Client Intelligence Multi-Relationship Compliance Officer Duties: Gain an overview ... Gain an overview of the Bank’s highest risk client population together ... Will cooperate closely with Central Compliance and..

Client Tax Compliance Specialist The candidate work within ... within the central Client Tax Compliance team acting as a subject ... Europe business. Collaboration with the Compliance team (located in..

Compliance Senior Counsel, Investigations Duties: Evaluate ... non-hotline complaints and other potential compliance issues, including assessing the matter ... items handled by the global compliance investigations team. Lead and conduct..

Compliance & Operational Risk Control Specialist The candidate will take over the implementation and actively drive the learning strategy for C&ORC. Will analyze learning needs together with subject matter experts. Lead ..

Client Tax Compliance Specialist Duties: Be part of ... partners on complex client tax compliance matters. Advising the Front and ... closely with different Business and Compliance functions within CS..

Compliance Officer The candidate will develop and maintain globally applicable Surveillance Policies, Guidelines, etc. by taking into consideration regional requirements. Improve existing work and review procedures ensuring operational efficiency. Alignment with ..

Compliance and Operational Risk Control Specialist The candidate will manage the knowledge and competence process under FIDLEG and MiFID for all divisions in Switzerland and perform quarterly controls on the adherence ..

US Cross Border Monitoring and Advisory Compliance Officer Duties: Take on responsibility for analyzing US indicia reported to the team or detected in account surveillance and resolving any issues with business ..

Compliance & Operational Risk Control Specialist The candidate will cover various matters around Anti-Money Laundering (AML) / Know your Customer (KYC) and Suitability regulations. Will ensure policies, working instructions and risk ..

Head Central Compliance The candidate will liaise with ... and decentralized) management regarding all compliance issues arising in connection with ... of versatile projects (within CS Compliance or within CST)...

Compliance Officer – Risk And Audit ... Testings to the satisfaction of Compliance Operations as well as the ... by supporting BAU and other Compliance Teams. Ensuring risks inherent to..

Compliance Officer Duties: Act as the ... on a specific range of compliance relevant matters, such as cross ... Work very closely with Central Compliance functions in accordance with the..

Regulatory Change Event Manager The candidate would act as a regulatory change event subject-matter expert covering various activities including: The management of the regulatory change event process for company in Switzerland ..

Compliance Officer Duties: Maintain and further ... with the business and the Compliance function of the Group; in ... the business. Improve the existing Compliance knowledge base (Portal), including the..

Corporate – Financial Crimes Compliance Officer, Private Bank, Associate / Vice President Responsibilities: Provide Subject Matter Expertise (SME) to the Line of Business including the front office, onboarding, and technology as ..

Senior Compliance Officer Global Trading Solutions The ... The candidate will be providing Compliance advice and assistance on how ... how to manage and mitigate Compliance-related risks, including active guidance..

Staff on call - Sanctions Compliance The candidate will support activity within the team's responsibility with a focus on assisting the global sanctions department with regard to administrative tasks. Will have ..

Compliance Officer The candidate will deputise ... The candidate will deputise IWM Compliance at governance meetings and relevant ... the preparation of the annual Compliance Risk Assessment, build and implement..

Senior Financial Crime Officer - Wealth Management Execution Duties: Ensure as a Financial Crime specialist adherence to all Global Policies & Standards, which cover Anti-Bribery & Corruption (ABC), Anti-Money Laundering (AML) ..

Financial Control Testing and Assurance Compliance Officer – Asset Management The candidate will assess the design and operating effectiveness of key financial crime controls through post-event reviews. Proactively identify areas of ..

IWM Compliance Risk & Control Framework Specialist ... candidate will interface with global compliance functions for various risk and ... and training for the IWM Compliance monitoring and testing and..

CCO CH ME&T Compliance Country Coverage Duties: Supporting and ... manner. Contribution to the coverage compliance training program where necessary and ... where necessary and requested. Conduct compliance awareness initiatives,..