Bank Compliance Officer Jobs in Massachusetts

Senior Research Compliance Officer (SRCO) Duties: Reporting to the ... to the University Chief Research Compliance Officer, will represents the Office of ... planning, implementing, and monitoring the compliance program...

Compliance Officer Duties: Serve as the organization’s ... aid and consumer financial protection compliance advisory services as needed; encourage ... aid and consumer financial protection compliance responsibilities as appropriate; promote..

Title IX Investigator / Compliance Officer The candidate will be serving ... investigations (the Internal Investigator/Title IX Compliance SEP role). Conducting informal investigations ... as the internal investigator/Title IX Compliance..

Compliance Officer Duties: Administer the firm’s Code ... Ethics, Political Law, and Lobbying Compliance Programs. Oversee compliance-related operating procedures, including: Affiliated Underwriting ... operating procedures, including: Affiliated Underwriting Compliance, Corporate..

Legal Counsel/Compliance Officer The candidate will review, revise, ... key issues. Serve as firm Compliance Officer by working with firm management ... periodic training to ensure Institution compliance. Collaborate and..

Defined Plans Counsel / Compliance Officer The candidate will review and ... processes and controls to ensure compliance with ERISA, DOL and IRS ... ongoing and annual CORE Plan compliance..

Loan Servicing Specialist II - Commercial Responsibilities: Set up new loans for commercial, construction mortgage, residential mortgage, home equity, collateral loans, installment loans, personal loans, business overdraft, and ACH lines. Perform ..

Compliance Manager, Program Governance The candidate ... candidate will manage and coordinate compliance oversight/advice and delivery of service ... Design and implement the Global Compliance Training Program, utilizing a third-party..

Loan Servicing Specialist II - Commercial Responsibilities: Set up new loans for commercial, construction mortgage, residential mortgage, home equity, collateral loans, installment loans, personal loans, business overdraft, and ACH lines. Perform ..

The COO is responsible for overseeing the administrative and operational functions of the firm. Reporting to the Managing Director and working closely with the Management Committee, the COO drives operational efficiency, ..

Privacy Compliance Officer Duties: Consult, collaborate, and provide ... relevant to operations, and updates Compliance Program documents as necessary. Perform ... as necessary. Perform routine privacy compliance monitoring activities by..

Senior Lead Counsel: Digital - Wealth & Investment Management The candidate will engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Will apply ..

Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Investment Management Attorney/Internal Counsel Responsibilities: Act as investment management legal counsel for the firm. Represent in assigned legal matters as determined by the CCO and Managing Partner. Act as an advisor ..

Compliance Officer, US Commercial Duties: Create and ... Commercial Duties: Create and deliver compliance education (Training and Awareness) for ... other members of the US compliance department in identifying and..

VP, Wealth Advisor & Trust Officer Duties: Assists in implementing and delivering a full range of services to a select clientele, including complex trust and estate matters, investment management and financial ..

Compliance Officer - Consumer Financial Service The ... and manage an effective legal compliance management system. Develop and review ... Advise management on the company’s compliance with laws and regulations..

VP, Wealth Advisor & Trust Officer Duties: Assists in implementing and delivering a full range of services to a select clientele, including complex trust and estate matters, investment management and financial ..

Part Time Lecturer, Compliance in Financial Services Institutions, School ... may include: The history of compliance within global financial services institutions; ... between business operations and the compliance function in..

Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..

Commercial Lending Portfolio Monitoring Administrator Responsibilities: Lends operational support to the Special Assets Group Manager by: Assisting in the monitoring and management of adversely rated loans. Reviewing loan documents to ensure ..

Senior Research Compliance Officer Responsibilities: Reporting to the University ... to the University Chief Research Compliance Officer. Establishing effective research compliance policies, procedures, and guidelines, in ... seven elements of..

Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...