Bank Compliance Officer Jobs in Miami

Chief Compliance Officer Duties: Ensures the leadership, administrators, ... faculty and employees are in compliance with the rules and regulations ... and being followed. Coordinating internal compliance review and compliance..

Regional Ethics and Compliance Officer The candidate will work closely ... with the Chief Ethics and Compliance Officer and other Corporate E&C personnel, ... full range of ethics and compliance..

Senior Corporate Paralegal The candidate will report to the Company’s Associate General Counsel and will be responsible primarily with the management of legal entity formation and maintenance. Will implement and administer ..

Manager Compliance, Personal Securities Trading Duties: Lead, ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..