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Assistant Compliance Officer The candidate will assist in ... continued growth of the University Compliance Office (UCO) and function which ... 2014. Reports to the University Compliance Officer who, in..
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Chief Compliance Officer Duties: Oversees all ongoing compliance activities, develops and ensures implementation of policies and procedures related to standards of conduct and compliance with applicable laws and regulations, particularly those ..
Chief Compliance Officer The candidate will primarily be ... responsible for overseeing and managing compliance within the college to ensure ... the college is upholding best compliance practices and complying..
Associate Compliance Officer Duties: Works to develop, implement, ... the regional and enterprise corporate compliance program. Provides guidance to and ... guidance to and collaborates with compliance stakeholders and serves..
Regulatory Compliance - ERISA Attorney Duties: Reports ... Reports to the Chief Risk Officer and partners with Risk, Compliance and Business functions. Serve as ... oversight and monitoring to ensure..
Assistant University Compliance Officer The candidate assists in the ... and growth of the University Compliance and Ethics Program. Reports to ... Program. Reports to the University Compliance Officer who,..
Finance Manager Responsibilities: Supervise every aspect of the firm’s accounting/financial function. Prepare journal entries, including payroll, accruals, prepaid, and reverse. Prepare various AR, and AP reports. Prepare month-end closing – AP, ..
Assistant General Counsel, Consumer Servicing and Operations The candidate will be supporting Consumer Servicing and Operations, primarily responsible for mortgage servicing legal operations items supporting the Citi business. The attorney will ..
Wealth Client Administrator III The candidate will coordinate with the Relationship Manager (RM), Fiduciary Advisor (FA), and all other team members to accomplish the daily administrative details and duties of each ..
General Counsel / Chief Compliance Officer The candidate will provide legal counsel and guidance to institutional operational leadership and governing board on all legal matters relevant to a private higher education ..
Director Compliance The candidate will design and implement an effective, risk-based broker-dealer testing program for Pruco, PIMS and PAD to assist in detecting and preventing violations of, and achieving compliance with, ..
Chief Compliance Officer Duties: Responsible for all of ... Duties: Responsible for all of compliance management across the company. Designing, ... and maintaining an effective corporate compliance program and ensuring..
Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties: ... required by credit policy, including compliance with credit policy, internal compliance procedures (OFAC, Patriot Act, Beneficial .....
Senior Litigation Counsel The candidate will work with a team of other lawyers in the PNC Legal Department who manage litigation matters for the Retail Lending Services division of PNC Bank, ..
Trust Administration Officer I Duties: Responsible for administering ... responsibilities and duties of the Bank. Receive guidance in understanding provisions ... reviews fee agreements between the bank, clients, and Co-Fiduciaries...
SVP Global Wealth Regulatory Engagement Senior Officer – Exam Lead and Ongoing Supervision The candidate will manage and monitor assigned regulatory examinations to achieve full compliance; requires directing a cross-functional team ..
Compliance Officer - Consumer Products The candidate ... be responsible for: Providing credible Compliance challenge to the design, development, ... Digital function/business/product in performing timely compliance reviews of new products,..
Lead Trust Officer (Lead Fiduciary Specialist) - Personal Trust Market Service Team The candidate will read, interpret and apply complex trust document language to specific situations; making frequent distributions of cash ..
Chief Compliance Officer Duties: Responsible for overseeing and ... Responsible for overseeing and managing compliance to ensure that firm is ... that firm is upholding best compliance practices and complying..
Compliance Officer - Consumer Products The candidate ... serves as a consumer products Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for ... design and delivery of a Compliance..
Private Client Advisor II The candidate will lead with primary responsibility for new client acquisition, deepening client relationships and building an internal and external network to achieve business development goals. Lead ..
Leader Duties: Manage trust administration staff, including direct reports who administer 800+ trusts organized under law created by clients of Fiduciary Trust. Oversee administration of all Delaware trust accounts; approve discretionary ..