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Chief Compliance, Enterprise Risk Management, and Ethics ... Enterprise Risk Management, and Ethics Officer Duties: Providing overall strategic oversight ... and coordination of the University’s compliance efforts, including coordination of..
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Chief Compliance, Enterprise Risk Management, and Ethics ... Enterprise Risk Management, and Ethics Officer The candidate will report to ... oversight and coordination of the Compliance and Enterprise Risk Management..
Legal And Compliance Counsel The candidate will be ... for: Monitor, review and evaluate compliance issues/concerns within the Credit Union ... the SVP of Legal and Compliance and Executive Management..
Manager Compliance, Personal Securities Trading The candidate ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..