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Director of Compliance Responsibilities: Provide reasonable assurance to ... on existing and emerging regulatory compliance requirements across the organization. Developing ... the organization. Developing the annual compliance work plan that..
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SENIOR PERSONAL TRUST ADMINISTRATION OFFICER The Candidate will be responsible to develop relationships with clients through frequent contact via telephone, email, or in writing. Communicate with FAs, attorneys, and CPAs regarding ..
Senior Lead Counsel, Privacy Duties: Engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Apply cross-disciplinary or specialty expertise proactively to manage the ..
Lead Compliance Officer – Corporate & Investment Banking ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..
Lead Counsel - SEC Filings/Public Disclosures The candidate will advise on public company matters, including SEC filings and other public disclosures, corporate governance, board and shareholder items, and securities law compliance ..
Lead Compliance Officer - Branch Banking The candidate ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance programs. Maintain compliance..
Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
Regulatory Enforcement and Internal Investigations Lead Counsel Duties: Lead complex initiatives with broad impact and act as a key participant in large scale planning. Handle matters that have a significant impact ..
Senior Lead Counsel: Digital - Wealth & Investment Management The candidate will engage and influence stakeholders, internal partners and peers associated with the function or affected by its outcomes. Will apply ..
Private Client Advisor II The candidate will lead with primary responsibility for new client acquisition, deepening client relationships and building an internal and external network to achieve business development goals. Lead ..