Bank Regulatory Attorney Jobs in Clayton

Wealth Management - Private Bank - Banker - Vice President Responsibilities: Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions and ..

Associate General Counsel II Candidate must have: JD Degree with exceptional academic credentials. 5+ years of progressive professional responsibility and experience in relevant practice areas; preference for experience serving as outside ..

Products and Services, Trust Company Duties: Reviewing, understanding, and interpreting language in trusts and other estate planning documents in order to formulate a plan for execution of the overall estate planning ..

Bankruptcy Paralegal 3 Responsibilities: Notification, statusing, filing of claims, adversary actions, as well as, any additional activities that occur throughout the life of a bankruptcy. May also manage additional specialty functions ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

SENIOR PERSONAL TRUST ADMINISTRATION OFFICER The Candidate will be responsible to develop relationships with clients through frequent contact via telephone, email, or in writing. Communicate with FAs, attorneys, and CPAs regarding ..

ED - Senior Counsel-Regulatory Advisory Responsibilities: Preparing memoranda and ... memoranda and written analysis of regulatory requirements with advice tailored to ... with advice tailored to the Bank. Monitoring regulatory..

Director of Compliance Responsibilities: Provide reasonable assurance to senior management and the Board that there are effective and efficient policies and procedures in place, well understood and respected by all employees, ..

EO WIM/CIB Sales Practice Consultant Duties: Reviewing, analyzing and addressing complex escalated complaints from multiple sources across Corporate & Investment Banking and Wealth & Investment Management. Addressing complaints from a variety ..

Associate General Counsel Responsibilities: Provide support to investment management operations including its investment advisory programs. Lead the preparation, review and/or coordination of Forms ADV (including regulatory filings and brochure disclosure documents ..

Complaints Investigator, Legal Responsibilities: Conduct timely, thorough and professional investigations of client concerns in a manner consistent with the firm’s culture, values, policies and procedures. Analyze correspondence received from various interested ..