Bank Regulatory Attorney Jobs in Tampa

Counsel, Asset Management The candidate will Under administrative direction, uses extensive knowledge and skills obtained through education and experience to provide legal advice and counsel in specific functional area(s). Participates in ..

Senior Counsel, Negotiations The candidate will be responsible for the overall management, productivity and team development including people and planning for the team. This role reports to Senior Management in the ..

Assistant General Counsel - Servicing and Operations/Cards Duties: Provide legal support to the Cards business of group, supporting Performing Servicing and Operations. Will be part of a legal team, consisting of ..

Compliance Assurance Officer, VP – GCB NAM Responsibilities: Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..

Sydney Categories: Mergers & Acquisitions About the role: We are looking for a Senior Associate to join our dynamic Mergers & Acquisitions team in Sydney. This role will have a focus ..

Sydney Categories: Mergers & Acquisitions We are seeking a Solicitor (2-4 yrs) to join our Mergers and Acquisitions team specialising in Superannuation, Life Insurance and Funds Management. About the role Our ..

Sydney Categories: Mergers & Acquisitions We are seeking a Senior Associate (0-5 Years) to join our Mergers and Acquisitions team specialising in Superannuation, Life Insurance and Funds Management. About the role ..

Compliance Product Officer - Fair Lending Data Scientist The candidate will serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, ..

Attorney - Litigation The candidate will handle a large docket of litigation, regulatory enforcement and advisory matters. Litigate cases through arbitration or trial. Advocate and negotiate on behalf of the firm ..

Sydney Categories: Projects & Real Estate We are seeking a solicitor to join our dynamic Sydney future energy team. Our work You will be involved in a range of work across ..

... and fostering awareness of sanctions regulatory requirements that must comply with; ... the economic sanctions program and regulatory changes.. Support a specialized team ... evaluations. Manage timely completion of..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..

Sydney Categories: Mergers & Acquisitions We are seeking a Solicitor to join our Mergers and Acquisitions Group in our International Funds team. About the role Our team is a market-leading practice ..

Compliance Product Officer (GCB) - Vice President The candidate will be assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM in Singapore. Will ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Sydney Categories: Projects & Real Estate We are seeking a solicitor to join our dynamic Sydney future energy team. Our work You will be involved in a range of work across ..

Compliance Assurance Director - NAM ICG The candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team responsible for assessing compliance risks and controls implemented ..

Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..

Assistant General Counsel The candidate will provide legal support, advice and guidance globally across a broad range of practice areas with respect to the “well-founded basis” (WFB) legal standards under the ..

... oversight framework to comply with regulatory expectations of aggregation and reporting ... to ensure compliance with various regulatory and legal requirements and to ... to compliance risk issues. Investigating..

... oversight framework to comply with regulatory expectations of aggregation and reporting ... to ensure compliance with various regulatory and legal requirements and to ... to compliance risk issues. Investigating..

... Risk Management Senior Manager - Regulatory Analytics and Reporting VP Responsibilities: ... State of Compliance; Compliance Assurance, Regulatory Control, Business Monitoring, and other ... to ensure compliance with various..

Sydney Categories: Banking & Finance Due to a strong pipeline of work and increasing demand, we are seeking a solicitor 2-4pqe with experience in derivatives or financial markets to join our ..