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Deputy Chief compliance officer The candidate responsibilities include Assisting ... include Assisting Interactive Advisors Chief compliance officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews..
Chief compliance and Privacy officer Duties Oversee each Versant Health ... s including four insurance companies compliance with relevant laws regulations and ... geographic jurisdictions Lead the Corporate compliance team..
Director Federal compliance officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand capabilities and offerings Training internal stakeholders of government programs ..
... Counsel and Chief Ethics & Compliance Officer DUTIES: Provides a single point ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently...
Chief Compliance Officer - Legal Duties: Ensuring all ... of the organization are in compliance with applicable laws and regulations ... implementing, maintaining, and assessing the Compliance Program and associated..
SUMMARY The General Manager (GM) and CEO, as a statutory officer of the Authority, provides leadership for all aspects of the Authority’s operations. This includes setting the vision, strategy, long-term goals, ..
Compliance Sanctions Director - Advisory – ... delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... Expert responsible for overseeing the bank’s risk-taking activities. Managing specialized teams..
Deputy Chief Info Security Officer Location: Columbia, MD About Us ... years? If so, Sandy Spring Bank may be the perfect fit ... fit for you! Sandy Spring Bank is..
... IX Coordinator and Clery Act Compliance Officer Duties: Serve as the primary ... authority for monitoring and coordinating compliance of the University with Title ... the University's progress related..
Associate General Counsel - Bank Regulatory/Transformation The candidate will provide U.S. ... The candidate will provide U.S. bank regulatory legal advice and legal support ... connection with various areas of..
Associate/Senior Associate, FSRCR - Consumer Compliance The candidate will assist banking ... among others) with addressing enterprise-wide compliance with one or a combination ... to prevent, detect, and/or remediate non-compliance...
Federal Compliance Officer Duties: Review on annual basis ... the purview of the Federal Compliance Officer. Responsible for the investigations and ... its employees and is in compliance with all..
... site after 5 seconds) Fiscal Officer II An Overview The Department ... (ITS) is seeking a Fiscal Officer II. The Fiscal Officer II performs analytical and evaluative ... Chief...
Compliance Officer, Title VII The candidate holds ... contact point for all university compliance activities, training, investigations, and reporting ... diversity programs. Serve as intake officer, manage resources, and lead/conduct..
Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..
This position performs the solicitation and origination of residential first Mortgage/HELOC/HELOAN origination with potential applicant(s), determination of applicant’s financial needs and promotion of UNFCU mortgage products that meet those needs, in ..
Deputy Chief Compliance Officer The candidate responsibilities include : ... : Assisting Interactive Advisors’ Chief Compliance Officer to ensure Interactive Advisors complies ... but not limited to annual compliance reviews,..
Director, Federal Compliance Officer The candidate will be collaborating with the firm Federal sales and marketing team to position the firm brand, capabilities, and offerings. Training internal stakeholders of government programs, ..
... Counsel and Chief Ethics & Compliance Officer RESPONSIBILITIES: Provides a single point ... of the organization’s ethics & compliance program. Establishes compliance training priorities, develops, and coordinates ... efficiently...
Wealth Management Compliance Policies And Training Officer The candidate will be responsible ... business. Developing and drafting of Compliance policies and procedures through collaboration ... with the business, Risk, Legal,..
ADA Compliance Officer The candidate will provide leadership ... Americans with Disabilities Act (ADA) Compliance Program for faculty, staff, and ... all ADA issues, help ensure compliance with the ADA..
Chief Compliance Officer- Office of Compliance The candidate will be serving ... the focal point for University-wide compliance and privacy and ethics activities. ... Code of Conduct and applicable compliance..
Chief Compliance Officer and Senior Associate General Counsel ... Oversees and manages the University's compliance function and compliance risk management, and is an ... collaborative manner with other established compliance..
FPI Corporate Compliance Officer The candidate will be reporting ... reporting to the Chief Corporate Officer, provides overall direction of the ... overall direction of the FPI compliance program in..