Bank Regulatory Counsel Jobs in Connecticut

eDiscovery Attorney Duties: Manage day-to-day DART (Discovery and Response Team) operations for the Americas, including the resolution of issues, implementation of change initiatives, customer outreach, on-boarding and training of new and ..

Paralegal The candidate will providing support to in-house legal department. Will review various contracts including confidentiality agreements, vendor contracts and transaction/trading related documentation. Act as liaison between legal department and other ..

Paralegal The candidate will providing support to in-house legal department. Will review various contracts including confidentiality agreements, vendor contracts and transaction/trading related documentation. Act as liaison between legal department and other ..

Director Compliance Duties: Oversee testing programs and ongoing compliance and other risk assessments; liase with strategic partners (i.e., risk and internal audit) on assessments related to our advisory and mutual fund ..

Director of Compliance Responsibilities: Provide reasonable assurance to senior management and the Board that there are effective and efficient policies and procedures in place, well understood and respected by all employees, ..

Paralegal The candidate will providing support to in-house legal department. Will review various contracts including confidentiality agreements, vendor contracts and transaction/trading related documentation. Act as liaison between legal department and other ..

Paralegal The candidate will providing support to in-house legal department. Will review various contracts including confidentiality agreements, vendor contracts and transaction/trading related documentation. Act as liaison between legal department and other ..

... and programs employed by the Bank. Capable of working closely with ... management leaders within the Commercial Bank when creating, revising or implementing ... optimal loss protection to the..

Counsel Responsibilities: Support global sales teams in the negotiation and drafting of software licenses, reseller agreements, SaaS agreements, online terms and conditions and other commercial contracts. Provide additional support to the ..

Paralegal The candidate will providing support to in-house legal department. Will review various contracts including confidentiality agreements, vendor contracts and transaction/trading related documentation. Act as liaison between legal department and other ..

Vice President Corporate Counsel Duties: Provide dedicated support to ... in managing highly sophisticated outside counsel, as well as ensuring that ... the attendant business, legal and regulatory risks. Working..

Paralegal The candidate will providing support to in-house legal department. Will review various contracts including confidentiality agreements, vendor contracts and transaction/trading related documentation. Act as liaison between legal department and other ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Paralegal The candidate will provide assistance with legal work which is reviewed and approved by supervising Attorney. This includes by not limited to: Responsible for accurate and timely filing of various ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with ... Federal and State Regulators, and..