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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
International Tax Manager, Global Trade Advisory Duties: The candidate will be participating in engagements requiring regulatory analysis for a variety of entities and their affiliates. Helping companies manage global compliance requirements ..
... maintains, and enhances the Organization's regulatory change program. Responsible for the ... for the oversight of the Regulatory Library inventory of laws and ... and regulations the identification of..
Principal Compliance Specialist Duties: Maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of business ..
Tax Manager - Sustainability, Climate and Equity - Renewable Energy Duties: Manage renewable energy client engagements and participate in the targeting of new clients. Deliver value to clients by identifying opportunities ..
Senior Wealth Planning Analyst Duties: The candidate partners with Wealth Strategists, WMAs and other specialists to deliver discovery experience to prospects and clients with a general focus on clients with greater ..
Assistant General Counsel The candidate will be providing ... candidate will be providing legal counsel, compliance guidance and interpretations of ... - to identify and address regulatory risk in operational..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
... Remains engaged with the Private Bank team in executing on the ... Strategy and assists the Private Bank team in coordinating the client ... experience. While operating within the..
Tax Senior - Sustainability, Climate and Equity - Renewable Energy Duties: The candidate will support renewable energy client engagements and participate in the targeting of new clients. Deliver value to clients ..
Complex Claims Specialist - Program Law Duties: The candidate performs a combination of duties in accordance with departmental guidelines. Manages an inventory of moderate to high complexity and exposure commercial claims ..
Associate General Counsel Duties: The candidate will provide day-to-day legal support and advice to management, including with respect to transaction structures, legal documentation, risk mitigation, and legal and regulatory developments applicable ..
A law firm in Lexington, KY, is seeking a Banking and Finance Associate Attorney with 3-5 years of experience in banking and finance law. The ideal candidate should possess a strong ..
Principal Compliance Specialist, Corporate Functions and Payment Duties: The candidate assists with the research of regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training, reference materials, systems, and ..
... will also have experience with bank regulatory matters. Excellent interpersonal skills are ... business transactions.Provide legal support on bank regulatory matters.Communicate advice clearly to clients ... in securities reporting,..
... will also have experience with bank regulatory matters. Strong interpersonal skills are ... business transactions.Provide legal advice on bank regulatory matters.Communicate advice clearly to clients ... in Securities Reporting,..
Senior Manager Compliance Programs Duties: Manage a team that maintains and enhances compliance program components. Provide support, coaching, and counsel to the team. Manage the development of team members by authoring ..
Principal Compliance Specialist The candidate maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of ..