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Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..
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International Tax Manager, Global Trade Advisory Duties: The candidate will be participating in engagements requiring regulatory analysis for a variety of entities and their affiliates. Helping companies manage global compliance requirements ..
Principal Compliance Specialist The candidate maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of ..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Senior Manager Compliance Programs Duties: Manage a team that maintains and enhances compliance program components. Provide support, coaching, and counsel to the team. Manage the development of team members by authoring ..
Principal Compliance Specialist, Corporate Functions and Payment Duties: The candidate assists with the research of regulatory compliance requirements and evaluating the adequacy of business policies, procedures, training, reference materials, systems, and ..
Wealth Manager The candidate provides guidance and expertise to clients in meeting their financial needs and assisting them with clarifying, and then developing a plan to meet their goals, many times ..
AVP, Senior Counsel, Life Insurance Duties: The candidate will review of policy forms and pricing documents, advise on modeling of inforce policies, and participate in recommendations to senior business leadership. Provide ..
Deputy General Counsel and Deputy CCO The candidate will address and appropriately resolve issues regarding law and compliance. Support legal and compliance efforts related to advertising, marketing, sales, investments, reporting, supervisory ..
Legal Counsel - Bank Regulatory and Treasury Services Duties: The ... on the ever-evolving legal and regulatory landscape governing US financial institutions. ... and regulations, and assist the bank’s businesses..
Principal Compliance Specialist Duties: Maintains and enhances department or functional units in support of the overall compliance program components. Assists with researching regulatory compliance requirements and evaluating the adequacy of business ..
... maintains, and enhances the Organization's regulatory change program. Responsible for the ... for the oversight of the Regulatory Library inventory of laws and ... and regulations the identification of..