Bank Regulatory Counsel Jobs in New Jersey

eDiscovery Attorney Duties: Manage day-to-day DART (Discovery and Response Team) operations for the Americas, including the resolution of issues, implementation of change initiatives, customer outreach, on-boarding and training of new and ..

Vice President, Corporate Counsel The Candidate will be responsible ... of agreements. Coordinating review of regulatory filings by internal and external ... and external stakeholders, including fund counsel and fund..

Vice President Corporate Counsel Duties: Play an integral role ... in managing highly sophisticated outside counsel, as well as ensuring that ... the attendant business, legal and regulatory risks. Working..

Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..

Corporate Counsel (Investments) The candidate will work ... other corporate agreements. Offer legal counsel to promote compliance with applicable ... and regulations and respond to regulatory inquiries and examinations. Interpret,..

Legal Counsel, Commercial Law The candidate will provide legal support at all levels of commercial transactions on a wide variety of procurement and sales topics (e.g., services and goods, marketing and ..

... to assigned practice team, or counsel’s practice including incorporating procedures for ... management of expenditures with outside counsel. Coordinates gathering of information from ... other legal documents. Assists external..

Compliance Escalation and Incident Reporting Senior Vice President Duties: Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM, Specifically, assist leadership in: Escalations and Issue Reporting: Develop ..

Staff Attorney The candidate will support business efforts to build out life insurance products and services, including preparation and negotiation of standard business contracts, negotiation of related contracts with clients and ..

Vice President, Corporate Counsel, Retail Advice And Solutions The ... business leaders. Providing legal and regulatory advice and counsel to the retail broker-dealer with ... Federal and State Regulators, and..

Assistant General Counsel Duties: Contract review and drafting. Legal research. Ensuring compliance with state and federal requirements. Interacting positively with regulatory agencies. Assisting outside counsel. Coordinating responses to discovery. Providing legal ..

Senior Counsel Requirements: May manage paralegal and ... guidance to staff. Supervises external counsel providing advice or other legal ... Company. Works closely with General Counsel, department attorneys and external..

Data Privacy Assessment Manager The candidate will be serving as a subject matter expert in technology, data protection, confidentiality, and data residency. Manage a portfolio of assessment engagements while juggling competing ..

Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..

State and Local Tax Director The candidate will manage all aspects of the state and local tax function for Royal Bank of Canada and affiliated companies doing business in the US. ..

... regulators and coordinating materials for regulatory exams and inquiries. Drafting internal ... and/or operational risk or related regulatory experience with a wealth management, ... broker dealer, retail and/or private..

Americas Compliance & Operational Risk Control Chief of Staff Duties: To support the regional Americas Chief Compliance Officer (ACCO) and the senior management team within C&ORC (Compliance & Operational Risk Control). ..

... regulators and coordinating materials for regulatory exams and inquiries. Drafting internal ... and/or operational risk or related regulatory experience with a wealth management, ... broker dealer, retail and/or private..

... the interpretation and application of regulatory expectations, laws, best practices and ... on an ongoing basis. Provides regulatory and compliance advice to business ... keeping business units apprised of..

Attorney - Technology and Business Processing Services RESPONSIBILITIES: Advising and counseling management, utilizing outside counsel and SBC’s Law and Compliance Department attorneys and staff, on customer relationships and agreements to furnish ..

Red Bank office of a BCG Attorney Search Top Ranked Law Firm seeks an environmental partner with 5+ years of legal experience as an Environmental Law attorney representing clients on a ..

Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, ..

Senior Counsel, Regulatory Attorney The candidate will report ... directly to the Associate General Counsel and will be responsible for ... will be responsible for providing regulatory and business legal..