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Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..
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Corporate Counsel (Investments) The candidate will work closely with the investments team on distressed investments and special situations arising from portfolio holdings of equity, taxable fixed income, and municipal securities. Work ..
Staff Attorney The candidate will support business efforts to build out life insurance products and services, including preparation and negotiation of standard business contracts, negotiation of related contracts with clients and ..
Regulation W Compliance Officer The candidate duties will include: To lead the enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk assessment, policy and procedures, corporate governance, ..