Broker Dealer Attorney Jobs in Chicago

Director, Legal Counsel The candidate will work closely with the team focused on planning and implementation of the pending integration of TD Ameritrade into the family of companies. Will provide expert ..

eDiscovery Lawyer The candidate will be responsible for: Coordinate with attorneys on day-to-day eDiscovery tasks for IB’s litigation matters and investigations, such as document preservation, relevancy scoping, clustering and de-duplication, search ..

Director AML and Financial Crime Compliance Duties: Participating in the enhancement and development of Group’s onboarding program and procedures to encompass required AML and other customer diligence, including recommendations about the ..

Senior Legal Counsel - Asset Management/Broker Dealer The candidate will be part of a 15 member team that supports Northern Trust’s asset management and brokerage businesses. Broad asset management experience with ..

... and with national and regional broker and clients to align with ... business. Work across classes of broker partners, including both Global and ... and client information for all..

Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate in Chicago, IL. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing strategic ..