Broker Dealer Attorney Jobs in Georgia

Associate Attorney - RIA Compliance The candidate should have 5-7 years of experience in the financial services industry serving broker-dealers and registered investment advisers: Providing compliance support and advice to BDs ..

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..