Broker Dealer Attorney Jobs in Maryland

Analyst, Corporate Finance The candidate reviews member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. Conducts investigations of cases which have been identified as potential ..

Director, OCLO Operations The candidsate will act as a key advisor and “behind-the-scenes” utility for the Chief of Staff, trusted and able to act on behalf, and communicate the perspectives, of ..

Underwriting Director, Transactional Risk Duties: Review and respond to insurance submissions based on underwriting guidelines and an analysis of financial statements, marketing materials and other relevant information. Assess the degree of ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..