Broker Dealer Attorney Jobs in San Diego

Attorney, Associate The candidate will be a be a key team player for servicing our clients, inding investment advisers, hedge fund advisers, investment companies, private equity firms, broker-dealers and institutions, and ..

SVP, Compliance Monitoring and Analytics Responsibilities: Lead the team responsible for broker dealer and investment adviser surveillance and monitoring activities. Lead the team responsible for branch office examinations. Lead the team ..

San Diego office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in SEC and FINRA regulatory matters. The ..