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Senior Counsel-BTLU-Investment Transactions Duties: Reporting to the Deputy General Counsel, Business Transactions and Land Use, handles a broad range of corporate transactional and investment matters. structuring, documenting and negotiating legal matters ..
Commercial Counsel The candidate will paper new deals from scratch - deals that may never have been done before - without guidance from precedent. Guide new partnership, joint venture and strategic ..
... Act, including SEC and FINRA broker-dealer rules, and anti-money laundering obligations. ... at a law firm (with broker-dealer advisory experience), financial services regulatory ... services regulatory agency, exchange or..
Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..
Commercial Counsel Duties: Paper new deals from scratch - deals that may never have been done before - without guidance from precedent. Guide new partnership, joint venture and strategic alliance ideation ..
Job OverviewA law firm seeks a Financial Services Associate in San Francisco, CA. The ideal candidate will have 3 to 7 years of experience and a robust understanding of federal securities ..
Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate in New York, NY or Chicago, IL. The successful candidate will join a team specializing in insurance laws, regulations, and ..
Vice President, Legal Counsel The candidate will be responsible for a variety of matters across our organization, including but not limited to: Handling regulatory matters; Assisting with product development and structuring; ..
... fund formation, investment management, and broker-dealer regulation. This role involves providing ... and investment management.Ensure compliance with broker-dealer regulations.RequirementsExperience in fund formation and ... formation and investment management.Knowledge of..
