Broker Dealer Attorney Jobs in Scottsdale

Associate General Counsel Duties: Assisting with the corporate governance and securities law requirements of the Company’s managed funds, with an emphasis on its externally-managed public, non-traded REITs. Supporting credit investments, financing ..

Senior Counsel, Regulatory Attorney Responsibilities: Advise on securities laws, most particularly relating to broker-dealers; Familiarity with Reg BI and FINRA Rules and their applications to broker-dealers; Draft and review responses to ..

Vice President, Corporate Counsel, Retail Advice and Solutions The candidate will be providing thought leadership and support as a key member of the distribution legal team. Will address full range of ..

Job OverviewA law firm seeks a transactional associate with at least three years of experience or a senior counsel with at least eight years of experience to join the investment management ..