Broker Dealer Attorney Jobs in Tampa

Senior Counsel, Regulatory Attorney The candidate will advise on securities laws, most particularly relating to broker-dealers. Will have familiarity with Reg BI and FINRA Rules and their applications to broker-dealers. Draft ..

Bilingual IPB U.S. Estates Sr Supervisor The candidate will monitor operation performance of the Estates Unit by delivering quality and timeliness of service and identification of improvement opportunities based on Voice ..

Job OverviewA law firm seeks a transactional associate with at least three years of experience or a senior counsel with at least eight years of experience to join the investment management ..